CODE,CORP,SECURITIES,DIVISION 1,CORPORATE SECURITIES,LAW,REGULATION,NOTICE,FILING,REQUIREMENTS,AGENTS,BROKER DEALERS,INVESTMENT ADVISER,INVESTMENT,ADVISERS,HEADING,CHAPTER 1,BROKER DEALER,SECURITIES EXCHANGE ACT OF,PREVIOUSLY,CERTIFICATE,DENIED,PREDECESSOR,STATUTE,SHALL,PROVISIONS,SECTION,NO PLACE,BUSINESS,STATE,DIRECT,OFFERS,SELL,BUY,MANNER,PERSONS,BANKS,SAVINGS AND LOAN ASSOCIATIONS,TRUST COMPANIES,INSURANCE,COMPANIES,INVESTMENT COMPANY ACT OF 1940,PENSION,PROFIT SHARING,TRUSTS,SELF EMPLOYED,INDIVIDUAL RETIREMENT,PLANS,INSTITUTIONAL INVESTORS,GOVERNMENTAL,DESIGNATED,RULE,COMMISSIONER,CUSTOMERS,WHETHER,EXISTING,ACCOUNT,PRIOR,PERIOD,MONTHS,OFFEROR,PRESENT,SUBJECT TO,MONTH,FEWER,PURPOSE,CLIENT,MEANING,TERM,DEFINED,SECURITIES AND EXCHANGE,COMMISSION,INVESTMENT ADVISERS ACT OF,MEAN,ORDER OF,EFFECTIVE,JANUARY 1,PERSON,WHOSE,RULES,NECESSARY,THE PUBLIC INTEREST,THE PROTECTION,INVESTORS,UNCONDITIONALLY,TERMS AND CONDITIONS,PERIODS,CLASS,BROKER,LICENSED,THE REAL,ESTATE COMMISSIONER,ENGAGED,TRANSACTIONS,INTEREST,GENERAL,LIMITED PARTNERSHIP,JOINT VENTURE,UNINCORPORATED ASSOCIATION,SIMILAR,ORGANIZATION,CORPORATION,OWNED,NO MORE,SOLE,IN OR,GAIN,REAL PROPERTY,LIMITED,EXCHANGE,TRADE,DEVELOPMENT,SPOUSES,ONE PERSON,FINDER,NATURAL PERSON,COMPENSATION,REGULATION D,THE SECURITIES ACT OF 1933,C,ISSUER,POTENTIAL,TRANSACTION,RELATED,PURCHASE,PRICE,FIFTEEN,DOLLARS,AGGREGATE 2,TERMS,ADVISE,PARTY,VALUE,INVESTING,PURCHASING,SELLING,DUE DILIGENCE,FOR SALE,CONNECTION,POSSESSION,CUSTODY,FUNDS,KNOWINGLY,UNLESS,THE SALE,DIVISION,SECURITY,DISCLOSURE,NAME,ADDRESS,CONTACT,INFORMATION,TYPE,AGGREGATE,AMOUNT,ISSUERS,INDUSTRY,LOCATION,IN BUSINESS,CONDITIONS,FORTH,SUBDIVISIONS,FILE,SUBDIVISION,INITIAL,STATEMENT,COMPLETE,RESIDENTIAL,MAILING ADDRESS,THE BUSINESS,THREE HUNDRED,SUBMITTED,THE DEPARTMENT OF,OVERSIGHT,ADDITION,30 DAYS,THE ANNIVERSARY OF,THE FINDERS,RENEWAL,AFFIRMATIVE,REPRESENTATIONS,CONTINUE,PERFORMED,ACTS,CIRCUMSTANCES,WRITTEN,AGREEMENT,WITH RESPECT TO,INDICATION,THE ACTUAL,TWO HUNDRED,SEVENTY FIVE,INTRODUCTION,CONSENT,SIGNED,PAID,REFERRAL,PAYMENT,ADVICE,SOLD,CONFLICT OF INTEREST IN,PARTIES,THE AGREEMENT,THE RIGHT,AVAILABLE,FOR ANY,BREACH,SATISFY,ACCREDITED INVESTOR,PRESERVE,FIVE YEARS,DATE OF FILING,REQUEST,MEET,THE DEFINITION OF,THE EVENT,PURCHASES,REMEDY,STATE LAW,FROM TIME TO TIME,AMEND,RESCIND,ORDERS,CARRY OUT,GOVERNING,APPLICATIONS,REPORTS,DEFINING,DEFINITIONS,INCONSISTENT,CLASSIFY,MATTERS,HIS OR HER,JURISDICTION,CLASSES,FINANCIAL INSTITUTION,INVESTMENT COMPANY,OR 180,THE FINANCIAL,NOTHING,AFFECT,STATUS,EMPLOYEES,AUTHORIZED,ABOVE,CAPITAL,ACCESS,COMPANY,DIVISION 3,THE CAPITAL,COMPANY LAW,REGULATIONS,PROMULGATED,JULY 1,APPLY,AGENT,IN CALIFORNIA,THE STATE,DOMICILE,