SECURITIES REGULATION IN,THE UNITED STATES,THE FIELD,LAW,COVERS,TRANSACTIONS,SECURITIES,TERM,UNDERSTOOD,FEDERAL AND STATE,LEVEL,REGULATION,GOVERNMENTAL,REGULATORY AGENCIES,SOMETIMES,LISTING REQUIREMENTS,THE NEW YORK STOCK EXCHANGE,RULES,SELF REGULATORY ORGANIZATION,THE FINANCIAL,INDUSTRY,REGULATORY AUTHORITY,FINRA,THE FEDERAL,PRIMARY,REGULATOR,SECURITIES AND EXCHANGE,COMMISSION,FUTURES,REGULATED,COMMODITY FUTURES TRADING,CFTC,GOVERN,BROKER DEALERS,CERTAIN,PROFESSIONALS,SECURITIES INDUSTRY,THE MERGER,DIVISIONS,THE NATIONAL ASSOCIATION OF,SECURITIES INVESTOR PROTECTION,CORPORATION,SIPC,GENERAL,SUBJECT TO,BROKERS,NUMBER,REGULATIONS,GENERALLY,SECURITIES LAWS,THE NEW DEAL,MAJOR,FEDERAL,ACT OF,SECURITIES EXCHANGE ACT OF,TRADING,TRUST INDENTURE,DEBT SECURITIES,INVESTMENT COMPANY ACT,MUTUAL FUNDS,INVESTMENT ADVISERS ACT OF,INVESTMENT,ADVISERS,LAWS,ENACTED,CONGRESS,TIMES,THE HOLDING,COMPANY,THE TRUST,INDENTURE,PARTICULAR,CHANGED,TITLES,ABOVE,THE YEAR,ORIGINAL,ENACTMENT,POPULAR,NAMES,AREA,REFERENCE,STATUTES,SECTION,THE EXCHANGE,DO NOT,MEAN,PROVISIONS,THE ORIGINAL,ACTS,DATE,AMENDS,AMENDMENTS,THE INSIDER,SANCTIONS,SECURITIES FRAUD,ENFORCEMENT ACT,DODD,FRANK,STATE,THE FIVE,PRIVATE SECURITIES LITIGATION,REFORM ACT,JUMPSTART OUR BUSINESS,REFER TO,THE U S,CODE,CODIFICATION,STATUTORY LAW,THUS,EXAMPLE,CITATION,C,SOME ARE,FAMOUS,RULE,FRAUD,INSIDER TRADING,INTERPRETATIONS,DEEM,SILENCE,FRAUDULENT,CIRCUMSTANCES,LAWSUITS,AMOUNT,CORPORATE,DISCLOSURE,COMPANIES,TENDER OFFERS,PROXY,STATEMENTS,PUBLIC COMPANIES,PUBLIC COMPANY,DRIVEN,REGIME,RECENT,TO THE POINT,BEGINS,CORPORATE GOVERNANCE,GOVERNING,ISSUANCE,BLUE SKY LAW,THE WALL STREET CRASH,LITTLE,CRASH,THE CONGRESS,HOLD,PECORA COMMISSION,FERDINAND PECORA,HOLDING,STATUTE,SALES,ILLEGAL,SELL,WANT TO,PUBLICLY,FILE,REGISTRATION,STATEMENT,BROAD,RANGE,INFORMATION,MATTER,PUBLIC RECORD,ISSUE,RATHER,FILING,EFFECTIVE,SUFFICIENT,DETAIL,RISK FACTORS,BEGIN,SELLING,STOCK ISSUE,INVESTMENT BANKERS,SECONDARY MARKET,PUBLIC,THE ACT,STOCK,EXCHANGE,LISTED COMPANIES,THE WORD,NAME,OVER THE COUNTER,MARKET,INDIVIDUALS,INVOLVED,APPLY,TRADED,COURTS,INTERPRETED,THE LAWS,BODY,THE SUPREME COURT OF,BASIC INC V LEVINSON,CLASS,ACTION,FRAUD ON THE MARKET THEORY,INCREASE,CLASS ACTIONS,THE STATE,MODEL LAW,SECURITIES LITIGATION UNIFORM,STANDARDS,RESPONSE,REGULATION FAIR DISCLOSURE,REG FD,PUBLICLY TRADED COMPANIES,DISCLOSE,MATERIAL,INVESTORS,SAME TIME,HELPED,PLAYING FIELD,FOR ALL,HELPING,REDUCE,PROBLEM,SELECTIVE DISCLOSURE,THE WALL,STREET,REFORM,CONSUMER PROTECTION ACT,SECURITIES LAW,THE WAKE,THE FINANCIAL CRISIS,FINANCIAL REGULATION,SECURITIES COMMISSION,SITE,