CODE,CORP,SECURITIES,DIVISION 1,CORPORATE SECURITIES,LAW,ADVERTISING,PERSON,SHALL,PUBLISH,ADVERTISEMENT,STATE,SECURITY,SOLD,FOR SALE,UNLESS,TRUE,THE ADVERTISEMENT,FILED,THE OFFICE,COMMISSIONER,BUSINESS DAYS,PRIOR,PUBLICATION,SHORTER,PERIOD,RULE,ORDER,SUBDIVISION,SECTION,APPLY,FOR ANY,PUBLISHED,LICENSED,BROKER DEALER,TRANSACTIONS,ISSUER,TRANSACTION,PROVISIONS,CHAPTER 1,DIVISION 3,SECTION 5,SECTION 2,THE SECURITIES ACT OF 1933,WITH RESPECT TO,SUBJECT TO,C,INVESTMENT ADVISER,ACT OF,OR 6,EFFECTIVE,JANUARY 1,ADVERTISEMENTS,FILING,PARAGRAPH,USE BY,SIGNATURE,INITIAL,OFFICER,PARTNER,SUPERVISORY,THE BROKER,DEALER,SIGNED,RETAINED,FILE,FINDS,STATEMENT,FALSE,MISLEADING,NECESSARY,STATEMENTS,MADE IN,THE LIGHT,CIRCUMSTANCES,WRITING,NOTIFICATION,NOTICE,HEARING,ISSUANCE,DESIRING,REQUEST,THE ORDER,RESCINDED,RECEIPT,WRITTEN,MATTER,DOWN,DATE,CONDUCTED,ACCORDANCE,ADMINISTRATIVE PROCEDURE ACT,CHAPTER,THE GOVERNMENT,DETERMINE,WHETHER,AFFIRM,CONTINUE,RESCIND,POWERS,SUPERVISION,REGULATION,INSURANCE COMMISSIONER,COMMISSIONER OF,FINANCIAL INSTITUTIONS,THE PUBLIC,UTILITIES COMMISSION,THRIFT,COMPTROLLER OF THE CURRENCY,THE UNITED STATES,THE FEDERAL DEPOSIT INSURANCE,CORPORATION,BOARD OF GOVERNORS OF,THE FEDERAL RESERVE,SYSTEM,JULY 1,